Provided by D&O Group

Diversified Financial Products

Private equity firms have gained increasing attention following the buyout boom in the past decade. With intense federal scrutiny and more public awareness of this type of investing, private equity firms are in the spotlight and at risk of being sued by entities and/or individuals affected by private equity investments.

Target insureds 

  • Private equity firms 
  • Investment advisers 
  • Hedge fund advisers

Highlights 

  • Private Equity Professional Liability 
  • Investment Adviser, Fund Pros, Directors, Officers 
  • General Partners Liability 
  • Primary or Excess

Summary of coverage 

Private Equity Professional Liability 

Private equity firms have gained increasing attention following the buyout boom of the past decade. With intense federal scrutiny and more public awareness of this type of investing, private equity firms are in the spotlight and at risk of being sued by entities and/or individuals affected by private equity investments.  

We provide private equity liability insurance programs that cover both the individuals and entities of private equity firms against claims arising from actions or decisions made in their capacity as outside directors of the portfolio companies they invest in, or in the course of their daily private equity activities. Customizable comprehensive private equity insurance programs are available allowing private equity, venture capital professionals and their firms can proceed confidently with their investment vision 

Program features

  • Financial capacity of up to $10 million per policy 
Investment Adviser and Fund Professional and Directors and Officers Liability

The changing scope of corporate America has led to more frequent and microscopic accountability of performance results for investment professionals who are at the mercy of the economy, investors and state and regulatory agencies. Many find themselves under intense scrutiny as they struggle to make decisions that affect the funds they manage and their clients' portfolios.  

We provide adviser and/or fund insurance programs that can cover investment funds, investment advisers, management and employees of both the fund and/or adviser in the event of a claim arising from professional negligence and/or actions or decisions made in their capacity as leaders and decision makers. Customizable comprehensive insurance is available, covering a fund, an adviser or both and protects them against professional indemnity (PI) and/or directors and officers (D&O) claims and against the risk of large financial losses. 

Program features

  • Financial capacity of up to $10 million per policy 
General Partners Liability

A general partnership faces unique risk exposure because the owners are personally liable for any legal action the company may face. In this partnership, each partner shares equally in both responsibility and liability.  

We Provide liability insurance for general partners in their day-to-day activities, overseeing their limited partnerships and other investment and/or operating vehicles. We offer protection to general partners in lawsuits alleging a breach of duty, neglect, error, omission and/or misstatement or other wrongful acts that may be brought against them by their limited partners or third parties.  

We customize coverage for the individual general partners, the entity general partners and/or the limited partnership. 

Program features

  • Financial capacity of up to $10 million per policy 
Documents & forms

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Your team

Head office

37 Radio Circle Drive
Mount Kisco, NY 10549

Jennifer Hickox

Senior Vice President, D&O Group

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Why choose Tokio Marine HCC?

Tokio Marine HCC is a leading specialty insurance group with offices in the United States, Mexico, the United Kingdom and Europe, transacting business in approximately 180 countries and underwriting more than 100 classes of specialty insurance.

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Not all products, coverages, or features may be available in all states. Restrictions, exclusions, limitations, and conditions apply and you should see your agent for more information. Certain products and services are provided through non-admitted insurance carriers and are not subject to certain State Guaranty Funds.